| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | Dealing in securities | 2010-10-08 | 2014-05-01 |
| CITIC Securities Futures (HK) Limited | RO | Dealing in futures contracts | 2010-10-08 | 2014-05-01 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2009-08-24 | 2010-10-08 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2009-08-24 | 2010-10-08 |