Personnel Hong Kong SFC License Details (ID 56086)

Personnel Hong Kong SFC License Details (ID 56086)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citadel Asia Limited	Rep	Asset management	2020-10-09	2026-07-23
SENRIGAN CAPITAL GROUP LIMITED	Rep	Asset management	2009-09-01	2020-09-04
Citadel Asia Limited	Rep	Asset management	2008-07-04	2009-03-09
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2006-04-28	2008-05-02
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2006-04-28	2008-05-02
	Rep	Dealing in futures contracts	2006-04-28	2008-05-02
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2006-04-28	2008-05-02
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2005-05-19	2006-03-18
	Rep	Advising on securities	2005-05-19	2006-03-18
	Rep	Dealing in securities	2005-05-19	2006-03-18
Merrill Lynch (Asia Pacific) Limited	Rep	Asset management	-	2005-01-25
	Rep	Providing automated trading services	-	2005-03-23
	Rep	Advising on corporate finance	-	2006-03-18
	Rep	Advising on securities	-	2006-03-18
	Rep	Dealing in securities	-	2006-03-18