Personnel Hong Kong SFC License Details (ID 56246)

Personnel Hong Kong SFC License Details (ID 56246)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GLOBAL MASTERMIND SECURITIES LIMITED	RO	Dealing in securities	2021-06-02	-
	RO	Advising on corporate finance	2019-03-11	-
Nuada Limited	Rep	Dealing in securities	2017-02-09	2018-11-06
	RO	Advising on corporate finance	2011-08-26	2019-02-10
	Rep	Advising on corporate finance	2010-11-26	2011-08-26
VEDA CAPITAL LIMITED (HK)	Rep	Advising on corporate finance	2010-03-05	2010-11-11
GRAND CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2007-07-09	2010-02-01
KGI CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2007-03-21	2007-04-21
Neutral Financial Holding Company Limited	Rep	Advising on corporate finance	2006-02-13	2006-09-15
KINGSTON CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2003-09-10	2005-11-10