| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GLOBAL MASTERMIND SECURITIES LIMITED | RO | Dealing in securities | 2021-06-02 | - |
| RO | Advising on corporate finance | 2019-03-11 | - | |
| Nuada Limited | Rep | Dealing in securities | 2017-02-09 | 2018-11-06 |
| RO | Advising on corporate finance | 2011-08-26 | 2019-02-10 | |
| Rep | Advising on corporate finance | 2010-11-26 | 2011-08-26 | |
| VEDA CAPITAL LIMITED (HK) | Rep | Advising on corporate finance | 2010-03-05 | 2010-11-11 |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2007-07-09 | 2010-02-01 |
| KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2007-03-21 | 2007-04-21 |
| Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2006-02-13 | 2006-09-15 |
| KINGSTON CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2003-09-10 | 2005-11-10 |
No HKMA registrations in the collected records.