Personnel Hong Kong SFC License Details (ID 56411)

Personnel Hong Kong SFC License Details (ID 56411)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2007-05-18	2009-08-08
	Rep	Dealing in securities	2007-05-18	2009-08-08
AP Asset Management (HK) Limited	Rep	Advising on securities	2005-07-21	2007-04-04
	Rep	Dealing in securities	2005-06-09	2007-04-04
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2004-07-27	2005-06-01
ABCI Securities Company Limited	Rep	Providing automated trading services	2003-07-24	2003-09-22
	Rep	Dealing in securities	2003-07-24	2004-07-26