Personnel Hong Kong SFC License Details (ID 56660)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	Rep	Dealing in securities	2020-03-25	-
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-09-17	-
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	RO	Advising on corporate finance	2014-06-18	-
	Rep	Advising on corporate finance	2014-01-24	2014-06-18
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	RO	Advising on corporate finance	2013-12-30	2014-01-09
	Rep	Advising on corporate finance	2013-11-06	2013-12-30
	Rep	Dealing in securities	2013-11-06	2014-01-09
Everbright Securities Global (HK) Limited	RO	Advising on corporate finance	2011-02-24	2013-11-05
	Rep	Advising on corporate finance	2010-11-19	2011-02-24
	Rep	Dealing in securities	2010-11-19	2013-11-05
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2010-11-19	2013-11-05
Joy Silver Limited	Rep	Advising on corporate finance	2010-09-15	2010-11-05
XinKong International Securities Limited	RO	Advising on corporate finance	2010-01-22	2010-09-08
CSC ASIA LIMITED	Rep	Advising on corporate finance	2006-09-11	2009-09-07
MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED	Rep	Advising on corporate finance	2006-04-26	2006-08-19
KINGSTON CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2004-04-01	2006-04-21
JS CRESVALE CAPITAL LIMITED	Rep	Advising on corporate finance	2003-04-25	2004-03-31
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	Rep	Advising on corporate finance	2003-04-25	2004-03-31
FIRST ASIA FINANCE GROUP LIMITED	Rep	Advising on securities	2003-04-01	2003-04-11
	Rep	Asset management	2003-04-01	2003-04-11
	Rep	Advising on corporate finance	2003-04-01	2003-04-24