| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-01-11 | 2019-06-27 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-01-11 | 2023-02-02 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2010-01-05 | 2011-12-10 |
| RO | Dealing in securities | 2009-12-14 | 2011-12-10 |
| Rep | Dealing in securities | 2009-11-05 | 2009-12-14 |
| KAM LUEN SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-11 | 2009-09-15 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2007-09-27 | 2009-08-07 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-09-27 | 2009-08-07 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2003-10-24 | 2006-06-12 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-10-24 | 2006-06-12 |
| REXCAPITAL FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-06-10 |
| Rep | Asset management | - | 2003-06-10 |
| Rep | Dealing in futures contracts | - | 2003-09-22 |
| REXCAPITAL ONLINE LIMITED | Rep | Advising on securities | - | 2003-06-10 |
| Rep | Asset management | - | 2003-06-10 |
| Rep | Dealing in securities | - | 2003-06-10 |
| WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | - | 2003-06-10 |
| Rep | Advising on securities | - | 2003-06-10 |
| Rep | Asset management | - | 2003-06-10 |
| Rep | Dealing in securities | - | 2003-09-22 |