| Xin Tian Dou Asset Management Limited | RO | Advising on securities | 2020-06-15 | 2022-11-14 |
| RO | Asset management | 2020-06-15 | 2022-11-14 |
| RO | Dealing in securities | 2020-06-15 | 2022-11-14 |
| Yupei Fortune Capital Limited | RO | Asset management | 2018-11-19 | 2019-05-20 |
| RO | Dealing in securities | 2018-11-19 | 2019-05-20 |
| Rep | Asset management | 2018-09-14 | 2018-11-19 |
| Rep | Dealing in securities | 2018-09-14 | 2018-11-19 |
| DAKIN SECURITIES LIMITED | RO | Dealing in futures contracts | 2018-06-04 | 2018-08-01 |
| RO | Dealing in securities | 2018-06-04 | 2018-08-01 |
| PROSPER VOYAGE ASSET MANAGEMENT LIMITED | RO | Asset management | 2018-06-04 | 2018-08-01 |
| DAKIN SECURITIES LIMITED | Rep | Dealing in securities | 2018-03-13 | 2018-06-04 |
| PROSPER VOYAGE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-03-13 | 2018-06-04 |
| Yupei Fortune Capital Limited | Rep | Advising on securities | 2017-08-08 | 2017-10-31 |
| Rep | Asset management | 2017-08-08 | 2017-10-31 |
| Rep | Dealing in securities | 2017-08-08 | 2017-10-31 |
| GETTA ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2015-08-26 | 2016-05-05 |
| RO | Asset management | 2015-07-28 | 2016-05-05 |
| GETTA SECURITIES LIMITED | RO | Advising on securities | 2015-07-28 | 2016-05-05 |
| RO | Dealing in futures contracts | 2015-07-28 | 2016-05-05 |
| RO | Dealing in securities | 2015-07-28 | 2016-05-05 |
| Future Growth Financial Services Limited | RO | Dealing in futures contracts | 2011-08-04 | 2012-06-30 |
| RO | Dealing in securities | 2011-08-04 | 2012-06-30 |
| Rep | Dealing in futures contracts | 2011-07-29 | 2011-08-04 |
| Rep | Dealing in securities | 2011-07-29 | 2011-08-04 |
| KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2010-11-11 | 2011-06-29 |
| RO | Asset management | 2010-11-11 | 2011-06-29 |
| KVB Kunlun Securities (HK) Limited | RO | Dealing in securities | 2010-11-11 | 2011-06-29 |
| KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2010-09-16 | 2010-11-11 |
| Rep | Asset management | 2010-09-16 | 2010-11-11 |
| KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2010-09-16 | 2010-11-11 |
| UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | 2010-01-04 | 2010-08-21 |
| XinKong International Securities Limited | RO | Dealing in futures contracts | 2009-07-07 | 2010-08-21 |
| RO | Advising on securities | 2009-01-23 | 2010-08-21 |
| RO | Dealing in securities | 2009-01-23 | 2010-08-21 |
| Mage Securities Limited | RO | Dealing in futures contracts | 2008-12-11 | 2010-04-27 |
| RO | Advising on securities | 2008-03-27 | 2010-04-27 |
| RO | Asset management | 2008-03-27 | 2010-04-27 |
| RO | Dealing in securities | 2007-08-31 | 2010-04-27 |
| CAPITAL GLOBAL MANAGEMENT LIMITED | RO | Advising on securities | 2006-10-10 | 2007-07-31 |
| RO | Dealing in securities | 2006-10-10 | 2007-07-31 |
| Well Link Securities Limited | RO | Dealing in securities | 2005-11-11 | 2006-09-30 |
| HKFN WEALTH STRATEGY LIMITED | RO | Advising on futures contracts | - | 2005-01-04 |
| RO | Advising on securities | - | 2005-11-11 |