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Personnel Hong Kong SFC License Details (ID 56707)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
MARSHALL WACE ASIA LIMITED
RO
Dealing in securities
2014-12-19
2017-09-29
RO
Asset management
2008-05-16
2017-09-29
Rep
Asset management
2006-11-07
2008-05-16