Webb-site Legacy
En
Home
Leung, Raymond Tak Shing 梁德成 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 56832)
Leung, Raymond Tak Shing 梁德成
SFC ID:
ACW824
Key Data
SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
SFC fines Raymond Leung Tak Shing, CEO of Yardley Securities Ltd, HK$400k for AML breaches
SFC
SFC, 05-Jul-2021
Orgs
People
SFC severely reprimands Yardley Securities Ltd and suspends Raymond Leung Tak Shing for 14 months
SFC, 10-Sep-2003
Orgs
People
SFC takes action against Yardley Securities, Yardley Futures, Chan Kin Sun & Raymond Leung Tak Shing
SFC, 30-Oct-1997
Orgs
People