Personnel Hong Kong SFC License Details (ID 57129)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
PROMISING SECURITIES COMPANY LIMITED	RO	Dealing in securities	2017-02-21	2026-08-03
	Rep	Dealing in securities	2016-12-19	2017-02-21
Yuet Sheung International Securities Limited	RO	Advising on securities	2016-06-20	2016-12-16
	RO	Dealing in securities	2016-06-20	2016-12-16
	Rep	Advising on securities	2016-05-20	2016-06-20
	Rep	Dealing in securities	2016-05-20	2016-06-20
VISION FINANCE (SECURITIES) LIMITED	RO	Advising on securities	2015-11-20	2016-05-18
	RO	Dealing in securities	2015-09-07	2016-05-18
	Rep	Dealing in securities	2015-08-27	2015-09-07
Anli Securities Limited	RO	Dealing in securities	2013-04-11	2015-04-30
	Rep	Dealing in securities	2013-03-11	2013-04-11
Brilliant Norton Securities Company Limited	RO	Advising on securities	2011-12-01	2013-02-28
	RO	Dealing in securities	2011-12-01	2013-02-28
STARLING GROUP SECURITIES LIMITED	Rep	Dealing in securities	2011-05-17	2011-11-30
GETTA SECURITIES LIMITED	RO	Advising on securities	2007-06-26	2011-04-15
	RO	Dealing in securities	2007-01-02	2011-04-15
IBTS ASIA (HK) LIMITED	RO	Advising on securities	2006-08-21	2006-12-28
	RO	Dealing in securities	2006-08-21	2006-12-28
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2006-07-21	2006-08-18
SDHG International Securities Limited	RO	Advising on corporate finance	2003-04-01	2004-11-19
	RO	Advising on securities	2003-04-01	2004-11-19
	RO	Asset management	2003-04-01	2004-11-19
	RO	Dealing in securities	2003-04-01	2006-07-07