| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CC Kingdom Corporate Finance Limited | RO | Dealing in securities | 2024-08-09 | - |
| CC VENTURE CAPITAL LIMITED | RO | Advising on securities | 2022-08-19 | - |
| RO | Asset management | 2022-08-19 | - | |
| KINGDOM SECURITIES LIMITED (HK) | RO | Dealing in securities | 2021-03-02 | 2021-11-25 |
| CC Kingdom Corporate Finance Limited | RO | Advising on corporate finance | 2020-06-10 | - |
| TIAN YUAN FINANCE LIMITED | RO | Dealing in securities | 2019-01-09 | 2019-12-31 |
| RO | Advising on corporate finance | 2018-01-03 | 2019-12-31 | |
| JW CAPITAL SECURITIES LIMITED | RO | Advising on corporate finance | 2011-11-15 | 2017-07-09 |
| Rep | Advising on corporate finance | 2010-01-14 | 2011-11-15 | |
| Rep | Asset management | 2010-01-14 | 2017-07-09 |
No HKMA registrations in the collected records.