Personnel Hong Kong SFC License Details (ID 57354)

Personnel Hong Kong SFC License Details (ID 57354)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2015-02-17	2015-07-01
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2010-10-08	2013-10-03
MEGA CAPITAL (ASIA) COMPANY LIMITED	RO	Advising on securities	2008-10-27	2010-09-19
	Rep	Advising on securities	2008-08-08	2008-10-27
Mason Securities Limited	Rep	Advising on securities	2007-03-30	2008-06-08
	Rep	Advising on corporate finance	2006-12-06	2007-03-29
	Rep	Advising on securities	2005-09-16	2006-09-29
	Rep	Advising on corporate finance	2004-07-19	2005-09-16