| MFG Limited (HK) | RO | Advising on futures contracts | 2018-11-01 | 2024-05-31 |
| RO | Dealing in futures contracts | 2018-11-01 | 2024-05-31 |
| RO | Advising on securities | 2018-02-07 | 2024-05-31 |
| RO | Dealing in securities | 2018-02-07 | 2024-05-31 |
| Rep | Advising on securities | 2018-02-01 | 2018-02-07 |
| Rep | Dealing in securities | 2018-02-01 | 2018-02-07 |
| Ayers Alliance Securities (HK) Limited | RO | Advising on securities | 2013-10-07 | 2018-01-26 |
| RO | Dealing in securities | 2013-10-07 | 2018-01-26 |
| Beevest Securities Limited | RO | Advising on securities | 2010-05-25 | 2012-05-04 |
| MEGA CAPITAL (ASIA) COMPANY LIMITED | RO | Dealing in securities | 2010-03-30 | 2012-05-04 |
| Beevest Securities Limited | RO | Dealing in futures contracts | 2006-08-11 | 2012-05-04 |
| RO | Dealing in securities | 2006-08-11 | 2012-05-04 |
| Rep | Dealing in futures contracts | 2006-07-05 | 2006-08-11 |
| Rep | Dealing in securities | 2006-07-05 | 2006-08-11 |
| KGI ASIA LIMITED | Rep | Advising on corporate finance | - | 2004-06-03 |
| Rep | Advising on securities | - | 2004-06-03 |
| Rep | Asset management | - | 2004-06-03 |
| Rep | Dealing in securities | - | 2006-05-13 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | - | 2004-06-03 |
| Rep | Asset management | - | 2004-06-03 |
| Rep | Dealing in futures contracts | - | 2006-05-13 |