Personnel Hong Kong SFC License Details (ID 57410)

Personnel Hong Kong SFC License Details (ID 57410)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Granville Financial Services Company Limited	RO	Asset management	2017-11-21	2023-03-31
	RO	Dealing in futures contracts	2017-11-21	2023-03-31
	RO	Dealing in securities	2017-11-21	2023-03-31
Astrum Capital Management Limited (HK)	RO	Asset management	2014-09-17	2017-11-15
	RO	Dealing in futures contracts	2014-09-17	2017-11-15
	RO	Dealing in securities	2014-09-17	2017-11-15
	Rep	Asset management	2014-07-16	2014-09-17
	Rep	Dealing in futures contracts	2014-07-16	2014-09-17
	Rep	Dealing in securities	2014-07-16	2014-09-17
Blossomhill Investment Limited	RO	Asset management	2010-03-04	2014-03-31
Astrum Capital Management Limited (HK)	Rep	Asset management	2007-10-02	2013-09-16
	Rep	Dealing in futures contracts	2007-10-02	2013-09-16
	Rep	Dealing in securities	2007-10-02	2013-09-16