Ozorio, Joseph Marian Laurence 柯進生

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2014-04-17	2017-01-09
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2014-04-17	2017-01-09
Funderstone Futures Limited	Rep	Dealing in futures contracts	2012-03-20	2013-12-31
Funderstone Securities Limited	Rep	Dealing in securities	2012-03-20	2013-12-31
CES Commodities (HK) Limited	Rep	Advising on futures contracts	-	2004-01-19
	Rep	Asset management	-	2004-01-19
	Rep	Dealing in futures contracts	-	2009-07-01
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	-	2003-07-07
	Rep	Advising on corporate finance	-	2004-01-19
	Rep	Advising on securities	-	2004-01-19
	Rep	Asset management	-	2004-01-19
	Rep	Dealing in securities	-	2009-07-01

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2014-04-17	2017-01-09
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2014-04-17	2017-01-09
Funderstone Futures Limited	Rep	Dealing in futures contracts	2012-03-20	2013-12-31
Funderstone Securities Limited	Rep	Dealing in securities	2012-03-20	2013-12-31
CES Commodities (HK) Limited	Rep	Advising on futures contracts	-	2004-01-19
	Rep	Asset management	-	2004-01-19
	Rep	Dealing in futures contracts	-	2009-07-01
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	-	2003-07-07
	Rep	Advising on corporate finance	-	2004-01-19
	Rep	Advising on securities	-	2004-01-19
	Rep	Asset management	-	2004-01-19
	Rep	Dealing in securities	-	2009-07-01