Personnel SFC Licences and HKMA Registrations (ID 57526)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Imagi Brokerage Limited	RO	Advising on futures contracts	2018-05-25	-
	RO	Advising on securities	2018-05-25	-
	RO	Asset management	2018-05-25	-
	RO	Dealing in futures contracts	2018-05-25	-
	RO	Dealing in securities	2018-05-25	-
Oshidori Securities Limited	RO	Advising on securities	2016-11-23	2018-05-20
	RO	Asset management	2016-11-23	2018-05-20
	RO	Dealing in securities	2016-11-23	2018-05-20
ARTA GLOBAL MARKETS LIMITED	RO	Dealing in securities	2015-03-30	2016-11-22
Arta Global Futures Limited	RO	Dealing in futures contracts	2015-02-02	2016-11-22
	RO	Dealing in futures contracts	2012-08-22	2013-03-18
MASON INVESTMENT MANAGEMENT LIMITED	RO	Asset management	2012-08-22	2015-01-31
	RO	Advising on securities	2012-05-18	2015-01-31
Oshidori Securities Limited	RO	Dealing in securities	2012-05-18	2015-01-31
Select Investment Services Limited (HK)	RO	Advising on securities	2011-09-16	2012-03-09
	RO	Dealing in securities	2011-09-16	2012-03-09
QUANTSMILE (HK) LIMITED	RO	Asset management	2007-04-02	2011-09-01
T G SECURITIES LIMITED	RO	Dealing in futures contracts	2005-12-19	2011-09-01
	RO	Dealing in securities	2004-09-08	2011-09-01
GOLDRIDE SECURITIES LIMITED	RO	Providing automated trading services	2003-04-01	2004-07-21
	RO	Dealing in securities	2003-04-01	2004-09-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.