| Imagi Brokerage Limited | RO | Advising on futures contracts | 2018-05-25 | - |
| RO | Advising on securities | 2018-05-25 | - |
| RO | Asset management | 2018-05-25 | - |
| RO | Dealing in futures contracts | 2018-05-25 | - |
| RO | Dealing in securities | 2018-05-25 | - |
| Oshidori Securities Limited | RO | Advising on securities | 2016-11-23 | 2018-05-20 |
| RO | Asset management | 2016-11-23 | 2018-05-20 |
| RO | Dealing in securities | 2016-11-23 | 2018-05-20 |
| ARTA GLOBAL MARKETS LIMITED | RO | Dealing in securities | 2015-03-30 | 2016-11-22 |
| Arta Global Futures Limited | RO | Dealing in futures contracts | 2015-02-02 | 2016-11-22 |
| RO | Dealing in futures contracts | 2012-08-22 | 2013-03-18 |
| MASON INVESTMENT MANAGEMENT LIMITED | RO | Asset management | 2012-08-22 | 2015-01-31 |
| RO | Advising on securities | 2012-05-18 | 2015-01-31 |
| Oshidori Securities Limited | RO | Dealing in securities | 2012-05-18 | 2015-01-31 |
| Select Investment Services Limited (HK) | RO | Advising on securities | 2011-09-16 | 2012-03-09 |
| RO | Dealing in securities | 2011-09-16 | 2012-03-09 |
| QUANTSMILE (HK) LIMITED | RO | Asset management | 2007-04-02 | 2011-09-01 |
| T G SECURITIES LIMITED | RO | Dealing in futures contracts | 2005-12-19 | 2011-09-01 |
| RO | Dealing in securities | 2004-09-08 | 2011-09-01 |
| GOLDRIDE SECURITIES LIMITED | RO | Providing automated trading services | 2003-04-01 | 2004-07-21 |
| RO | Dealing in securities | 2003-04-01 | 2004-09-03 |