Personnel Hong Kong SFC License Details (ID 57586)

Personnel Hong Kong SFC License Details (ID 57586)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HOORAY SECURITIES LIMITED	RO	Dealing in securities	2011-03-25	2023-03-31
HOORAY CAPITAL LIMITED	RO	Advising on corporate finance	2010-07-20	2023-03-31
ENLIGHTEN SECURITIES LIMITED	RO	Dealing in securities	2009-03-27	2009-09-30
Golden Jade Capital Limited	RO	Advising on corporate finance	2009-03-27	2009-09-30
ENLIGHTEN SECURITIES LIMITED	Rep	Dealing in securities	2009-02-12	2009-03-27
Golden Jade Capital Limited	Rep	Advising on corporate finance	2009-02-12	2009-03-27
Mirae Asset Securities (HK) Limited	RO	Advising on corporate finance	2007-10-09	2008-10-31
	RO	Dealing in securities	2007-07-24	2008-10-31
	Rep	Dealing in securities	2007-07-03	2007-07-24
Anuenue Securities Limited	RO	Dealing in securities	2006-06-05	2007-03-31
FUBON CAPITAL (HK) LIMITED	RO	Advising on corporate finance	2006-06-05	2007-06-11
	RO	Dealing in securities	2006-06-05	2007-06-11
Anuenue Securities Limited	Rep	Dealing in securities	2006-04-07	2006-06-05
FUBON CAPITAL (HK) LIMITED	Rep	Advising on corporate finance	2006-04-07	2006-06-05
	Rep	Dealing in securities	2006-04-07	2006-06-05
CTBC Asia Limited	RO	Advising on corporate finance	2004-08-19	2005-12-06
	RO	Dealing in securities	2004-05-18	2005-12-06
HOORAY CAPITAL LIMITED	RO	Advising on corporate finance	-	2004-04-14