| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Maxa Asset Management Limited | RO | Advising on securities | 2026-03-17 | - |
| RO | Asset management | 2026-03-17 | - | |
| RO | Dealing in securities | 2026-03-17 | - | |
| Rep | Advising on securities | 2026-02-25 | 2026-03-17 | |
| Rep | Asset management | 2026-02-25 | 2026-03-17 | |
| Rep | Dealing in securities | 2026-02-25 | 2026-03-17 | |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-01-30 | 2025-12-05 |
| CAPITAL FOCUS ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-05-07 | 2025-12-05 |
| CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED | RO | Asset management | 2010-09-08 | 2026-01-30 |
| CAPITAL FOCUS ASSET MANAGEMENT LIMITED | RO | Asset management | 2009-03-27 | 2025-12-05 |
| Rep | Asset management | 2007-11-07 | 2009-03-27 | |
| TAI WAH SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-12-09 |
| Rep | Advising on securities | 2003-04-01 | 2003-12-09 | |
| Rep | Asset management | 2003-04-01 | 2003-12-09 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-12-09 |
No HKMA registrations in the collected records.