Personnel Hong Kong SFC License Details (ID 57622)

Personnel Hong Kong SFC License Details (ID 57622)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Maxa Asset Management Limited	RO	Advising on securities	2026-03-17	-
	RO	Asset management	2026-03-17	-
	RO	Dealing in securities	2026-03-17	-
	Rep	Advising on securities	2026-02-25	2026-03-17
	Rep	Asset management	2026-02-25	2026-03-17
	Rep	Dealing in securities	2026-02-25	2026-03-17
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-01-30	2025-12-05
CAPITAL FOCUS ASSET MANAGEMENT LIMITED	RO	Advising on securities	2018-05-07	2025-12-05
CHINA FINANCIAL INTERNATIONAL INVESTMENTS &AMP; MANAGEMENTS LIMITED	RO	Asset management	2010-09-08	2026-01-30
CAPITAL FOCUS ASSET MANAGEMENT LIMITED	RO	Asset management	2009-03-27	2025-12-05
	Rep	Asset management	2007-11-07	2009-03-27
TAI WAH SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-12-09
	Rep	Advising on securities	2003-04-01	2003-12-09
	Rep	Asset management	2003-04-01	2003-12-09
	Rep	Dealing in securities	2003-04-01	2003-12-09