Chang, Sean Tat Joel 鄭達祖

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT CAPITAL LIMITED	RO	Dealing in securities	2005-05-09	2005-09-07
	RO	Advising on corporate finance	2004-08-11	2005-09-07
	RO	Advising on securities	2004-08-11	2005-09-07
	Rep	Advising on corporate finance	2004-04-13	2004-08-11
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	-	2004-03-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT CAPITAL LIMITED	RO	Dealing in securities	2005-05-09	2005-09-07
	RO	Advising on corporate finance	2004-08-11	2005-09-07
	RO	Advising on securities	2004-08-11	2005-09-07
	Rep	Advising on corporate finance	2004-04-13	2004-08-11
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	-	2004-03-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.