Personnel Hong Kong SFC License Details (ID 58038)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Crosby Securities Limited	Rep	Advising on securities	2021-05-26	2024-11-28
	Rep	Dealing in securities	2021-05-26	2024-11-28
Apricot Capital (Hong Kong) Limited	RO	Dealing in securities	2019-08-16	2020-06-30
	Rep	Dealing in securities	2019-07-11	2019-08-16
SBI China Capital Financial Services Limited	Rep	Asset management	2008-09-23	2019-07-02
SBI China Capital Commodities Limited	RO	Asset management	2008-04-25	2013-02-28
SBI China Capital Securities Limited	RO	Dealing in securities	2008-01-07	2011-09-30
SBI China Capital Commodities Limited	Rep	Asset management	2007-02-28	2008-04-25
SBI China Capital Securities Limited	Rep	Asset management	2007-02-28	2011-09-30
	RO	Asset management	2006-10-26	2007-02-28
SBI China Capital Financial Services Limited	RO	Dealing in securities	2006-10-20	2019-07-02
SBI China Capital Commodities Limited	RO	Asset management	2006-07-18	2007-02-28
	RO	Advising on futures contracts	2006-04-28	2013-02-28
	RO	Dealing in futures contracts	2006-04-28	2013-02-28
	Rep	Advising on futures contracts	-	2006-04-28
	Rep	Dealing in futures contracts	-	2006-04-28
	Rep	Asset management	-	2006-07-18
SBI China Capital Financial Services Limited	Rep	Advising on corporate finance	-	2004-02-26
	Rep	Advising on securities	-	2005-02-23
	Rep	Asset management	-	2005-02-23
	Rep	Dealing in securities	-	2006-10-20