Personnel SFC Licences and HKMA Registrations (ID 5804)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MESSIS CAPITAL LIMITED	RO	Advising on corporate finance	2023-01-04	-
	Rep	Advising on corporate finance	2022-11-02	2023-01-04
CNI GLOBAL CAPITAL LIMITED	RO	Advising on corporate finance	2019-09-09	2022-03-15
	Rep	Advising on corporate finance	2019-09-03	2019-09-09
MESSIS CAPITAL LIMITED	RO	Advising on corporate finance	2019-06-14	2019-08-28
	Rep	Advising on corporate finance	2019-04-30	2019-06-14
CNI GLOBAL CAPITAL LIMITED	RO	Advising on corporate finance	2006-08-25	2019-02-18
	Rep	Advising on corporate finance	2006-08-17	2006-08-25
MESSIS CAPITAL LIMITED	RO	Advising on corporate finance	2003-10-10	2006-08-15
CINDA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2003-04-01	2003-09-11
	Rep	Advising on corporate finance	2003-04-01	2003-10-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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