| ARTA GLOBAL MARKETS LIMITED | Rep | Dealing in securities | 2021-01-18 | 2021-09-15 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-08-05 | 2021-01-08 |
| Mason Securities Limited | Rep | Advising on corporate finance | 2012-09-28 | 2013-10-07 |
| RO | Advising on securities | 2011-08-15 | 2013-10-07 |
| RO | Dealing in securities | 2011-08-15 | 2013-10-07 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2011-08-15 | 2013-10-07 |
| Mason Securities Limited | Rep | Advising on securities | 2011-06-23 | 2011-08-15 |
| Rep | Dealing in securities | 2011-06-23 | 2011-08-15 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-06-23 | 2011-08-15 |
| ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2011-04-26 | 2011-06-10 |
| Rep | Dealing in securities | 2011-04-26 | 2011-06-10 |
| MIB FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2010-03-22 | 2010-11-02 |
| MIB SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2010-03-22 | 2010-11-02 |
| RO | Dealing in securities | 2010-03-22 | 2010-11-02 |
| SBI China Capital Financial Services Limited | RO | Dealing in securities | 2009-08-06 | 2010-01-28 |
| SBI China Capital Securities Limited | RO | Dealing in securities | 2009-08-06 | 2010-01-28 |
| SBI China Capital Commodities Limited | RO | Asset management | 2007-06-15 | 2008-03-10 |
| SBI China Capital Securities Limited | RO | Asset management | 2007-05-17 | 2007-08-31 |
| SBI China Capital Commodities Limited | RO | Advising on futures contracts | 2006-11-24 | 2008-03-10 |
| SBI China Capital Securities Limited | RO | Advising on securities | 2006-11-24 | 2007-08-31 |
| SBI China Capital Commodities Limited | RO | Dealing in futures contracts | 2006-08-11 | 2008-03-10 |
| SBI China Capital Financial Services Limited | RO | Dealing in securities | 2006-08-11 | 2008-03-10 |
| SBI China Capital Securities Limited | RO | Dealing in securities | 2006-08-11 | 2007-08-31 |