Personnel Hong Kong SFC License Details (ID 58076)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	RO	Advising on corporate finance	2011-04-12	2013-09-13
	RO	Dealing in securities	2011-04-12	2013-09-13
	Rep	Advising on corporate finance	2011-04-04	2011-04-12
	Rep	Dealing in securities	2011-04-04	2011-04-12
CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED	RO	Dealing in securities	2009-10-05	2011-02-28
	Rep	Advising on corporate finance	2009-08-03	2009-08-03
	RO	Advising on corporate finance	2009-08-03	2011-02-28
FUBON CAPITAL (HK) LIMITED	RO	Advising on corporate finance	2007-04-17	2008-07-19
	RO	Advising on securities	2007-04-17	2008-07-19
	RO	Dealing in securities	2007-04-17	2008-07-19
	Rep	Advising on corporate finance	2007-03-26	2007-04-17
	Rep	Advising on securities	2007-03-26	2007-04-17
	Rep	Dealing in securities	2007-03-26	2007-04-17
SINOPAC FUTURES (ASIA) LIMITED	RO	Advising on futures contracts	2005-10-18	2007-02-22
SINOPAC SECURITIES (ASIA) LIMITED	RO	Advising on securities	2005-10-18	2007-02-22
SINOPAC FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	2005-09-29	2005-10-18
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2005-09-29	2005-10-18
SINOPAC FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2005-06-13	2007-02-22
SINOPAC SECURITIES (ASIA) LIMITED	RO	Advising on corporate finance	2005-06-13	2007-02-22
	RO	Dealing in securities	2005-06-13	2007-02-22
	Rep	Advising on corporate finance	2004-12-29	2005-06-13
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Advising on corporate finance	-	2004-12-10
	RO	Advising on securities	-	2004-12-10