Lock, Ivy Pik Shan 駱碧珊

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2011-05-20	2013-01-07
	Rep	Dealing in securities	2011-05-20	2013-01-07
CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2010-01-06	2011-05-12
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on securities	2008-06-23	2009-05-11
	Rep	Dealing in securities	2008-06-23	2009-05-11
	Rep	Advising on corporate finance	2008-05-29	2009-05-11
Joy Silver Limited	Rep	Advising on corporate finance	2006-04-19	2008-05-14
CSC ASIA LIMITED	Rep	Advising on corporate finance	2004-06-23	2006-03-31
SOUTH CHINA CAPITAL LIMITED	Rep	Advising on corporate finance	2003-06-11	2004-01-16

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2011-05-20	2013-01-07
	Rep	Dealing in securities	2011-05-20	2013-01-07
CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2010-01-06	2011-05-12
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on securities	2008-06-23	2009-05-11
	Rep	Dealing in securities	2008-06-23	2009-05-11
	Rep	Advising on corporate finance	2008-05-29	2009-05-11
Joy Silver Limited	Rep	Advising on corporate finance	2006-04-19	2008-05-14
CSC ASIA LIMITED	Rep	Advising on corporate finance	2004-06-23	2006-03-31
SOUTH CHINA CAPITAL LIMITED	Rep	Advising on corporate finance	2003-06-11	2004-01-16