Personnel Hong Kong SFC License Details (ID 58231)

Personnel Hong Kong SFC License Details (ID 58231)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SBI E2-CAPITAL PARTNERS LIMITED	Rep	Advising on corporate finance	2005-06-23	2006-08-01
	Rep	Dealing in securities	2005-06-23	2006-08-01
Shang International Finance Limited	Rep	Asset management	2003-10-28	2004-06-23
	Rep	Advising on corporate finance	2003-10-28	2005-06-21
	Rep	Advising on securities	2003-10-28	2005-06-21
	Rep	Dealing in securities	2003-10-10	2005-06-21
CEPA ALLIANCE SECURITIES LIMITED	Rep	Providing automated trading services	-	2003-07-21
	Rep	Advising on corporate finance	-	2003-08-12
	Rep	Dealing in securities	-	2003-09-23