Personnel Hong Kong SFC License Details (ID 58311)

Personnel Hong Kong SFC License Details (ID 58311)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amasse Asset Management Limited	RO	Advising on securities	2020-05-21	-
	RO	Asset management	2020-05-21	-
Amasse Capital Limited	RO	Dealing in securities	2017-11-03	2026-05-22
	RO	Advising on corporate finance	2012-09-28	-
	Rep	Advising on corporate finance	2012-08-02	2012-09-28
SPDB International Holdings Limited	Rep	Advising on corporate finance	2012-05-16	2012-07-27
REDFORD CORPORATE FINANCE LIMITED	RO	Advising on corporate finance	2012-02-17	2012-05-07
Redford Asset Management Limited	RO	Advising on securities	2011-01-20	2012-02-06
	RO	Asset management	2011-01-20	2012-02-06
CHINA RICH ASSET MANAGEMENT LIMITED	RO	Advising on securities	2008-11-03	2010-12-22
	RO	Asset management	2008-11-03	2010-12-22
	Rep	Asset management	2007-07-17	2008-11-03
REXCAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2007-03-07	2010-12-22
ICEA CAPITAL LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-10-16
	Rep	Advising on securities	2003-04-01	2004-10-16
	Rep	Asset management	2003-04-01	2004-10-16
	Rep	Dealing in securities	2003-04-01	2004-10-16