| PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2009-04-30 | 2009-10-31 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2009-04-30 | 2009-10-31 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-07-16 | 2008-11-08 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-07-16 | 2008-11-08 |
| Mason Securities Limited | Rep | Advising on corporate finance | - | 2005-02-22 |
| Rep | Advising on securities | - | 2005-02-22 |
| Rep | Asset management | - | 2005-02-22 |
| Rep | Providing automated trading services | - | 2005-02-22 |
| Rep | Dealing in securities | - | 2007-06-13 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | - | 2005-02-22 |
| Rep | Asset management | - | 2005-02-22 |
| Rep | Dealing in futures contracts | - | 2007-06-13 |