Personnel Hong Kong SFC License Details (ID 58655)

Personnel Hong Kong SFC License Details (ID 58655)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA DEMETER SECURITIES LIMITED	RO	Advising on securities	2016-11-07	-
	RO	Asset management	2016-11-07	-
	RO	Dealing in securities	2016-11-07	-
	Rep	Advising on securities	2016-09-08	2016-11-07
	Rep	Asset management	2016-09-08	2016-11-07
	Rep	Dealing in securities	2016-09-08	2016-11-07
NINE RIVERS CAPITAL PARTNERS LIMITED	RO	Dealing in securities	2016-07-22	2016-08-31
	RO	Advising on securities	2016-05-04	2016-08-31
	RO	Asset management	2016-05-04	2016-08-31
	Rep	Dealing in securities	2015-11-03	2016-07-22
CHRISTFUND FUTURES LIMITED	RO	Dealing in futures contracts	2006-05-30	2015-10-27
	Rep	Dealing in futures contracts	2003-04-01	2006-05-30
CHRISTFUND SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-10-22
	Rep	Advising on securities	2003-04-01	2003-10-22
	Rep	Asset management	2003-04-01	2003-10-22
	Rep	Dealing in securities	2003-04-01	2015-10-27