Yim, Fung 閻峰
SFC ID:AFP741
| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2019-01-04 | - |
| RO | Dealing in securities | 2019-01-04 | - | |
| GUOTAI JUNAN FUND MANAGEMENT LIMITED | RO | Dealing in securities | 2014-02-17 | 2020-09-30 |
| RO | Advising on securities | 2011-08-04 | 2020-11-16 | |
| GUOTAI JUNAN ASSETS (ASIA) LIMITED | RO | Dealing in securities | 2009-09-23 | 2020-11-16 |
| GUOTAI JUNAN FUND MANAGEMENT LIMITED | RO | Asset management | 2008-05-29 | 2020-11-16 |
| GUOTAI JUNAN ASSETS (ASIA) LIMITED | RO | Advising on securities | 2004-11-29 | 2020-11-16 |
| RO | Advising on securities | 2003-04-01 | 2004-03-30 | |
| RO | Asset management | 2003-04-01 | 2020-11-16 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Advising on corporate finance | 2003-04-01 | 2004-03-30 |
| RO | Asset management | 2003-04-01 | 2004-03-30 | |
| RO | Advising on securities | 2003-04-01 | 2015-07-28 | |
| RO | Dealing in securities | 2003-04-01 | 2015-07-28 |
No HKMA registrations in the collected records.