| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Harmonia Capital Limited | RO | Advising on securities | 2026-07-29 | - |
| RO | Dealing in securities | 2026-07-29 | - | |
| Rep | Advising on securities | 2026-02-03 | 2026-07-29 | |
| Rep | Dealing in securities | 2026-02-03 | 2026-07-29 | |
| SHENG YUAN SECURITIES LIMITED | Rep | Advising on securities | 2025-06-24 | 2025-12-22 |
| Rep | Dealing in securities | 2025-06-24 | 2025-12-22 | |
| SHENG YUAN CAPITAL (HONG KONG) LIMITED | RO | Advising on corporate finance | 2025-03-24 | 2025-12-22 |
| GUOTAI JUNAN CAPITAL LIMITED | RO | Advising on corporate finance | 2010-02-26 | 2023-07-10 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2004-09-10 | 2023-07-10 |
| GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2010-02-26 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-12-30 |
| Rep | Advising on securities | 2003-04-01 | 2003-12-30 | |
| Rep | Asset management | 2003-04-01 | 2003-12-30 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-09-10 |
No HKMA registrations in the collected records.