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Kwok, Fai (SFC:AEA575) 郭輝 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 58962)
Kwok, Fai (SFC:AEA575) 郭輝
SFC ID:
AEA575
Key Data
SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
SFC fines Taifair Securities Ltd HK$400k and Kwok Fai HK$100k
SFC, 15-Aug-2011
"The whereabouts of the settlement supervisor [who had misappropriated clients' assets] remains unknown. The matter has also been reported to the Police by Taifair."
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