Personnel Hong Kong SFC License Details (ID 58994)

Personnel Hong Kong SFC License Details (ID 58994)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
XCap Partners Limited	RO	Advising on corporate finance	2021-04-16	2026-04-02
	RO	Advising on securities	2021-04-16	2026-04-02
	RO	Dealing in securities	2021-04-16	2026-04-02
	Rep	Advising on corporate finance	2021-02-05	2021-04-16
	Rep	Advising on securities	2021-02-05	2021-04-16
	Rep	Dealing in securities	2021-02-05	2021-04-16
STORMHARBOUR SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2011-04-07	2020-12-24
	Rep	Advising on securities	2011-04-07	2020-12-24
	Rep	Dealing in securities	2011-04-07	2020-12-24
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2007-07-06	2009-04-09
	Rep	Dealing in securities	2007-07-06	2009-04-09