Personnel Hong Kong SFC License Details (ID 59133)

Personnel Hong Kong SFC License Details (ID 59133)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Neo Risk Investment Advisors Limited	RO	Advising on securities	2020-08-06	2021-03-17
	RO	Asset management	2020-08-06	2021-03-17
	Rep	Asset management	2020-07-22	2020-08-06
	Rep	Advising on securities	2020-06-24	2020-08-06
CVC Asia Pacific Limited	RO	Dealing in securities	2009-11-16	2020-03-02
	RO	Asset management	2004-01-12	2018-10-10
	RO	Advising on securities	2004-01-12	2020-03-02
	Rep	Advising on corporate finance	-	2003-12-03
	Rep	Advising on securities	-	2004-01-12
	Rep	Asset management	-	2004-01-12