Personnel Hong Kong SFC License Details (ID 59835)

Personnel Hong Kong SFC License Details (ID 59835)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lion Global Financial Limited	Rep	Advising on securities	2009-07-21	2010-02-13
	Rep	Asset management	2009-07-21	2010-02-13
	Rep	Dealing in securities	2009-07-21	2010-02-13
CBH Asia Limited	Rep	Advising on securities	2009-03-03	2009-04-02
	Rep	Asset management	2009-03-03	2009-04-02
	RO	Advising on securities	2007-02-26	2009-03-03
	RO	Asset management	2007-02-26	2009-03-03
	Rep	Advising on corporate finance	-	2003-08-07
	Rep	Advising on securities	-	2007-02-26
	Rep	Asset management	-	2007-02-26