Personnel SFC Licences and HKMA Registrations (ID 60072)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JANCHOR PARTNERS LIMITED	Rep	Asset management	2024-04-22	-
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2021-03-25	2023-12-29
LMR Partners Limited	Rep	Asset management	2018-03-28	2020-05-07
Rafiki Capital Management (Hong Kong) Limited	Rep	Asset management	2017-02-16	2018-03-23
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2007-02-26	2016-11-24
	Rep	Dealing in securities	2007-02-26	2016-11-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.