| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2022-03-14 | - |
| CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Dealing in securities | 2022-03-14 | - |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | RO | Advising on corporate finance | 2020-07-30 | - |
| CORE PACIFIC-YAMAICHI CAPITAL LIMITED | RO | Advising on corporate finance | 2020-07-30 | - |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2019-11-14 | 2020-07-30 |
| CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-11-14 | 2020-07-30 |
| VBG Capital Limited | RO | Advising on corporate finance | 2019-05-22 | 2019-09-17 |
| Rep | Advising on corporate finance | 2016-09-23 | 2019-05-22 | |
| KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2015-04-16 |
| Rep | Dealing in securities | 2012-06-07 | 2015-04-16 | |
| BaoQiao Partners Capital Limited | Rep | Advising on corporate finance | 2010-06-30 | 2012-05-28 |
| Rep | Dealing in securities | 2010-06-30 | 2012-05-28 | |
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2007-12-19 | 2008-10-17 |
| Joy Silver Limited | Rep | Advising on corporate finance | 2006-12-08 | 2007-11-06 |
| EMPEROR CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2006-06-07 | 2006-10-23 |
| Rep | Advising on securities | 2006-06-07 | 2006-10-23 |
No HKMA registrations in the collected records.