Webb-site Legacy

Lui, Andrew Kwan Ho 呂君皓

SFC ID:ANH163

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2022-03-14	-
CORE PACIFIC-YAMAICHI CAPITAL LIMITED	Rep	Dealing in securities	2022-03-14	-
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	RO	Advising on corporate finance	2020-07-30	-
CORE PACIFIC-YAMAICHI CAPITAL LIMITED	RO	Advising on corporate finance	2020-07-30	-
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	2019-11-14	2020-07-30
CORE PACIFIC-YAMAICHI CAPITAL LIMITED	Rep	Advising on corporate finance	2019-11-14	2020-07-30
VBG Capital Limited	RO	Advising on corporate finance	2019-05-22	2019-09-17
	Rep	Advising on corporate finance	2016-09-23	2019-05-22
KGI CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2012-06-07	2015-04-16
	Rep	Dealing in securities	2012-06-07	2015-04-16
BaoQiao Partners Capital Limited	Rep	Advising on corporate finance	2010-06-30	2012-05-28
	Rep	Dealing in securities	2010-06-30	2012-05-28
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2007-12-19	2008-10-17
Joy Silver Limited	Rep	Advising on corporate finance	2006-12-08	2007-11-06
EMPEROR CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2006-06-07	2006-10-23
	Rep	Advising on securities	2006-06-07	2006-10-23