Personnel Hong Kong SFC License Details (ID 60528)

Personnel Hong Kong SFC License Details (ID 60528)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ARTA GLOBAL MARKETS LIMITED	Rep	Dealing in securities	2013-07-09	2017-01-24
Arta Corporate Advisory Limited	RO	Advising on corporate finance	2012-09-11	2017-03-31
MASON INVESTMENT MANAGEMENT LIMITED	Rep	Asset management	2011-05-09	2012-09-06
	Rep	Advising on securities	2010-10-19	2012-09-06
Oshidori Corporate Finance Limited	Rep	Advising on corporate finance	2010-10-19	2012-09-06
Oshidori Securities Limited	Rep	Dealing in securities	2010-10-19	2012-09-06
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2008-06-11	2010-05-27
	Rep	Advising on securities	2008-06-11	2010-05-27
	Rep	Dealing in securities	2008-06-11	2010-05-27