Personnel Hong Kong SFC License Details (ID 60535)

Personnel Hong Kong SFC License Details (ID 60535)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DAOYI ASSET MANAGEMENT LIMITED	RO	Asset management	2023-12-08	-
Dymon Asia Capital (HK) Limited	Rep	Asset management	2021-04-22	2023-05-06
Goldstream Capital Management Limited	RO	Advising on securities	2017-07-05	2018-01-05
	RO	Asset management	2015-12-22	2021-04-05
	Rep	Asset management	2015-11-13	2015-12-22
Deepwater Capital Limited	Rep	Asset management	2015-06-04	2015-09-09
SPQ Asia Capital Limited	RO	Asset management	2013-04-02	2014-12-11
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2011-01-24	2012-02-20
BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2010-04-27	2010-11-16
Gen2 Partners Limited	Rep	Asset management	2010-02-01	2010-04-19
GEOMATRIX (H.K.) LIMITED	Rep	Asset management	2009-07-06	2009-09-17
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on futures contracts	2008-06-19	2008-10-17
	Rep	Advising on securities	2008-06-19	2008-10-17
	Rep	Asset management	2008-06-19	2008-10-17