Personnel Hong Kong SFC License Details (ID 60540)

Personnel Hong Kong SFC License Details (ID 60540)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Alpha Astra Asset Management Limited	RO	Advising on securities	2024-08-16	-
	RO	Asset management	2024-08-16	-
Top Ace Asset Management Limited	Rep	Advising on securities	2022-12-01	2024-05-13
	Rep	Asset management	2022-12-01	2024-05-13
	RO	Advising on securities	2019-03-18	2022-03-31
	RO	Asset management	2019-03-18	2022-03-31
	Rep	Asset management	2013-01-02	2019-03-18
BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2008-11-26	2012-02-01
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2006-12-14	2008-10-23
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2006-07-24	2008-10-23
	Rep	Dealing in securities	2006-07-24	2008-10-23