Personnel Hong Kong SFC License Details (ID 60628)

Personnel Hong Kong SFC License Details (ID 60628)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Beagle Asset Management Company Limited	RO	Advising on securities	2016-04-19	-
	RO	Asset management	2016-04-19	-
WELKIN LINKS ASSET MANAGEMENT LIMITED	RO	Advising on corporate finance	2010-03-23	2016-04-16
	RO	Advising on securities	2010-03-23	2016-04-16
	RO	Asset management	2010-03-23	2016-04-16
	Rep	Advising on corporate finance	2010-02-01	2010-03-23
	Rep	Advising on securities	2010-02-01	2010-03-23
	Rep	Asset management	2010-02-01	2010-03-23
Silk Road International Capital Limited	RO	Asset management	2006-03-13	2010-02-01
	RO	Advising on corporate finance	2005-08-09	2010-02-01
	RO	Advising on securities	2005-08-09	2010-02-01
	Rep	Advising on corporate finance	2005-01-24	2005-08-09
	Rep	Advising on securities	2005-01-24	2005-08-09
YUE XIU SECURITIES COMPANY LIMITED	RO	Asset management	2003-04-01	2003-12-17
	RO	Advising on corporate finance	2003-04-01	2004-10-21
	RO	Advising on securities	2003-04-01	2004-10-21