Personnel Hong Kong SFC License Details (ID 60633)

Personnel Hong Kong SFC License Details (ID 60633)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GA (INT'L) CAPITAL MANAGEMENT LIMITED	Rep	Advising on securities	2018-10-22	2021-11-01
	Rep	Asset management	2018-10-22	2021-11-01
Wealthy Global Financial Asset Management Limited	Rep	Advising on securities	2017-10-12	2018-05-10
	Rep	Asset management	2017-10-12	2018-05-10
GO-TO-ASIA INVESTMENT LIMITED	RO	Advising on corporate finance	2006-06-01	2009-10-12
	RO	Advising on securities	2006-06-01	2009-10-12
	RO	Asset management	2006-06-01	2009-10-12
	Rep	Advising on corporate finance	-	2006-06-01
	Rep	Advising on securities	-	2006-06-01
	Rep	Asset management	-	2006-06-01