Personnel Hong Kong SFC License Details (ID 60908)

Personnel Hong Kong SFC License Details (ID 60908)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dawning Asset Management Limited	Rep	Dealing in securities	2026-07-02	-
JAKOTA ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2023-05-03	2024-06-03
	Rep	Dealing in securities	2023-05-03	2024-06-03
JAKOTA SECURITIES GROUP LIMITED	Rep	Advising on securities	2022-05-11	2023-05-02
	Rep	Dealing in securities	2022-05-11	2023-05-02
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Asset management	2003-05-21	2004-06-14
	Rep	Dealing in securities	2003-05-21	2004-06-14
	Rep	Advising on securities	2003-05-21	2009-06-05