Personnel Hong Kong SFC License Details (ID 61666)

Personnel Hong Kong SFC License Details (ID 61666)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2012-02-24	2018-08-10
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2010-09-24	2018-08-10
	Rep	Advising on securities	2010-09-24	2018-08-10
	Rep	Dealing in securities	2010-09-24	2018-08-10
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2005-03-23	2010-07-12
	Rep	Advising on securities	2005-03-23	2010-07-12
	Rep	Providing automated trading services	2005-03-23	2010-07-12
	Rep	Dealing in securities	2005-03-23	2010-07-12
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2005-03-23	2010-07-12
	Rep	Dealing in futures contracts	2005-03-23	2010-07-12