Personnel Hong Kong SFC License Details (ID 61748)

Personnel Hong Kong SFC License Details (ID 61748)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Religare Capital Markets (Hong Kong) Limited	Rep	Advising on securities	2015-10-30	2016-02-05
	Rep	Dealing in securities	2015-10-30	2016-02-05
	RO	Advising on securities	2011-06-10	2015-10-30
	RO	Dealing in securities	2011-06-10	2015-10-30
	Rep	Advising on securities	2011-04-18	2011-06-10
	Rep	Dealing in securities	2011-04-18	2011-06-10
PineBridge Investments Asia Limited	RO	Advising on securities	2009-09-10	2011-01-01
	RO	Dealing in securities	2009-09-10	2011-01-01
PineBridge Investments Hong Kong Limited	RO	Dealing in securities	2009-09-10	2011-01-01