Personnel Hong Kong SFC License Details (ID 61750)

Personnel Hong Kong SFC License Details (ID 61750)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nexus Point Advisors (HK) Limited	RO	Asset management	2017-05-25	2022-11-17
SoHo Investment Partners (H.K.) Limited	RO	Asset management	2014-11-26	2017-05-12
PineBridge Investments Asia Limited	RO	Dealing in securities	2009-04-02	2011-06-30
	RO	Advising on corporate finance	-	2005-03-15
	RO	Advising on futures contracts	-	2005-03-15
	RO	Advising on securities	-	2011-06-30
	RO	Asset management	-	2011-06-30
PineBridge Investments Hong Kong Limited	RO	Advising on futures contracts	-	2005-03-15
	RO	Advising on securities	-	2005-03-15
	RO	Asset management	-	2011-06-30
	RO	Dealing in securities	-	2011-06-30