| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CWB Hong Kong Limited | Rep | Advising on securities | 2026-04-30 | - |
| Rep | Asset management | 2026-04-30 | - | |
| Rep | Dealing in securities | 2026-04-30 | - | |
| Arta Asset Management Limited | Rep | Advising on securities | 2026-04-09 | 2026-04-14 |
| Rep | Asset management | 2026-04-09 | 2026-04-14 | |
| Rep | Dealing in securities | 2026-04-09 | 2026-04-14 | |
| Quam Securities Limited | Rep | Dealing in securities | 2025-12-15 | 2025-12-30 |
| QUAM ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2025-09-22 | 2025-12-30 |
| Rep | Asset management | 2025-09-22 | 2025-12-30 | |
| Rep | Dealing in securities | 2025-09-22 | 2025-12-30 | |
| Crosby Securities Limited | Rep | Advising on securities | 2015-11-11 | 2025-08-14 |
| Rep | Dealing in securities | 2015-10-07 | 2025-08-14 | |
| ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2013-12-05 | 2015-07-18 |
| SBI China Capital Commodities Limited | Rep | Advising on futures contracts | 2003-04-01 | 2003-07-30 |
| Rep | Asset management | 2003-04-01 | 2007-01-22 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2007-01-22 | |
| SBI China Capital Securities Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-07-30 |
| Rep | Advising on securities | 2003-04-01 | 2003-07-30 | |
| Rep | Asset management | 2003-04-01 | 2007-01-22 | |
| Rep | Dealing in securities | 2003-04-01 | 2007-01-22 |
No HKMA registrations in the collected records.