| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-03-10 | 2006-08-15 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2006-03-10 | 2006-08-15 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2006-01-24 | 2006-02-07 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-08-12 | 2006-02-07 |