Personnel Hong Kong SFC License Details (ID 6200)

Personnel Hong Kong SFC License Details (ID 6200)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
First Shanghai Investment Management (HK) Limited	RO	Advising on securities	2015-03-18	-
	RO	Asset management	2015-03-18	-
China Alpha Fund Management (HK) Limited	RO	Advising on securities	2010-05-31	2014-05-28
	RO	Asset management	2010-05-31	2014-05-28
CHINA SHENGHAI INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2006-05-30	2007-05-07
	RO	Asset management	2006-05-30	2007-05-07
FIRST SHANGHAI SECURITIES LIMITED	RO	Advising on corporate finance	2003-04-01	-
	RO	Advising on securities	2003-04-01	-
	RO	Dealing in securities	2003-04-01	-
	RO	Providing automated trading services	2003-04-01	2003-09-02
	RO	Asset management	2003-04-01	2010-06-14