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Personnel - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 62067)
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SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
SFC’s suspension of Duncan Wong Pui Hey upheld by SFAT
SFC, 20-Oct-2003
Orgs
People
Duncan Wong Pui Hey v SFC
SFAT, 08-Oct-2003
Orgs
People
SFC reprimands Victory Enterprises (Investment) Limited for poor internal controls
SFC, 13-Aug-2003
Orgs
People
SFC revokes registrations of Ms Leung Fung Ling & Ms Ho Suk Jan for abusing client accounts
SFC, 15-Nov-2001
Orgs
People