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Wong, Mona Wai King 黃惠瓊 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 62082)

Wong, Mona Wai King 黃惠瓊

SFC ID:ACG986

Key Data SFC Licenses Public Disciplinary Actions

Public Disciplinary Actions

SFC suspends Mona Wong Wai King for 3 months

SFC, 17-Dec-2003

Orgs

People

Mona Wong Wai King v SFC

SFAT, 16-Dec-2003

Orgs

People

SFC reprimands Concord Capital Securities Ltd for internal control failures

SFC, 09-Dec-2003

Orgs

People